Internal Auditor
Location: REMOTE
Length: 6 months
Start: ASAP
interview: Video

Required:

• 4-5 years of internal audit experience in assessing internal control environments for investment management firms which should include executing control testing during Internal Audits and /or related experience including consulting, auditing, compliance and/or asset management roles with a focus on financial services
• Note: The individual’s internal audit experience should be within the last 3 years (within the last 2 years preferred)
• Bachelor's degree from an accredited college/university in an appropriate field, industry qualifications such as CPA, CFA, CIA is preferred (If candidate holds a CFA and has asset management experience they can also be considered for the role)
• Prior alternative investments experience (i.e. hedge funds, Private Equity, Alternative assets) is preferred but not required
• Asset management risk & controls knowledge, as well as knowledge of asset portfolio creation and management.
• Exposure to investment management regulatory rules (i.e. ERISA, Investment Advisers Act of 1940, 12CFR 9 – Fiduciary Activity of National Banks, 12CFR 9.18 – Collective Investments funds) is strongly preferred.
• Self-starter and accustomed to taking an active role in executing all aspects of audit engagements (Planning, Fieldwork, Reporting)
• Able to identify common risks and controls present within financial institutions with knowledge of how to assess the design of these risks and controls including operating effectiveness testing.
• Experience with internal audit methodology (eg IIA – Institute of Internal Auditors) and internal audit platforms
• Intermediate knowledge using MS Office software applications (MS Word, Excel, Power Point, Teams, Outlook)